Exemptive, No-Action, & Interpretative Letters for CFTC.gov.
Posted: Wed May 01, 2013 8:31 pmExemptive, No-Action, & Interpretative Letters for CFTC.gov.
The following letter has been added:
12-79; Parts 43, 45, & 46; No-Action; December 27, 2012
The Division of Market Oversight issued time-limited, no-action relief to Societe Generale with respect to various reporting requirements under Parts 43, 45, and 46 that Societe Generale was required to comply with as of December 31, 2012.
13-11; Part 23, Subpart H, of the Commission’s Regulations; No-Action; April 30, 2013
The Division of Swap Dealer and Intermediary Oversight (DSIO) issued a time-limited no-action letter that provides swap dealers with relief from certain External Business Conduct Standards rules in the context of prime brokerage arrangements, subject to the conditions and limitations set forth in the letter.
http://links.govdelivery.com/track?type=click&enid=ZWFzPTEmbWFpbGluZ2lkPTIwMTMwNTAxLjE4MzI5NTAxJm1lc3NhZ2VpZD1NREItUFJELUJVTC0yMDEzMDUwMS4xODMyOTUwMSZkYXRhYmFzZWlkPTEwMDEmc2VyaWFsPTE3NTQ0ODM4JmVtYWlsaWQ9amltdGFrZWRhQGdtYWlsLmNvbSZ1c2VyaWQ9amltdGFrZWRhQGdtYWlsLmNvbSZmbD0mZXh0cmE9TXVsdGl2YXJpYXRlSWQ9JiYm&&&100&&&http://www.cftc.gov/LawRegulation/CFTCStaffLetters/index.htm
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The following letter has been added:
12-79; Parts 43, 45, & 46; No-Action; December 27, 2012
The Division of Market Oversight issued time-limited, no-action relief to Societe Generale with respect to various reporting requirements under Parts 43, 45, and 46 that Societe Generale was required to comply with as of December 31, 2012.
13-11; Part 23, Subpart H, of the Commission’s Regulations; No-Action; April 30, 2013
The Division of Swap Dealer and Intermediary Oversight (DSIO) issued a time-limited no-action letter that provides swap dealers with relief from certain External Business Conduct Standards rules in the context of prime brokerage arrangements, subject to the conditions and limitations set forth in the letter.
http://links.govdelivery.com/track?type=click&enid=ZWFzPTEmbWFpbGluZ2lkPTIwMTMwNTAxLjE4MzI5NTAxJm1lc3NhZ2VpZD1NREItUFJELUJVTC0yMDEzMDUwMS4xODMyOTUwMSZkYXRhYmFzZWlkPTEwMDEmc2VyaWFsPTE3NTQ0ODM4JmVtYWlsaWQ9amltdGFrZWRhQGdtYWlsLmNvbSZ1c2VyaWQ9amltdGFrZWRhQGdtYWlsLmNvbSZmbD0mZXh0cmE9TXVsdGl2YXJpYXRlSWQ9JiYm&&&100&&&http://www.cftc.gov/LawRegulation/CFTCStaffLetters/index.htm
content portal www.usdemocrats.com
geo information portal www.1t23.com