CFTC’s Division of Swap Dealer and Intermediary Oversight Is

by **admin** » Tue Apr 02, 2013 1:18 pm

CFTC’s Division of Swap Dealer and Intermediary Oversight Issues Time-Limited No-Action Letter for Commodity Pool Operators of Securitization Vehicles
04/02/2013 01:50 PM EDT

The Commodity Futures Trading Commission’s (CFTC) Division of Swap Dealer and Intermediary Oversight (DSIO) issued a time-limited letter stating that DSIO will not recommend that the Commission take enforcement action against the commodity pool operators of securitization vehicles that are required to register by March 31, 2013, for failure to comply with certain enumerated sections in Part 4 of the Commission’s regulations, prior to June 30, 2013 – provided that the commodity pool operators of securitization vehicles comply with the guidance set forth in the letter with respect to those sections.
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