Exemptive, No-Action, & Interpretative Letters for CFTC.gov.

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Exemptive, No-Action, & Interpretative Letters for CFTC.gov.
http://links.govdelivery.com/track?type=click&enid=ZWFzPTEmbWFpbGluZ2lkPTIwMTMwNDAyLjE3Mjg2MTIxJm1lc3NhZ2VpZD1NREItUFJELUJVTC0yMDEzMDQwMi4xNzI4NjEyMSZkYXRhYmFzZWlkPTEwMDEmc2VyaWFsPTE3NDg0NzgyJmVtYWlsaWQ9amltdGFrZWRhQGdtYWlsLmNvbSZ1c2VyaWQ9amltdGFrZWRhQGdtYWlsLmNvbSZmbD0mZXh0cmE9TXVsdGl2YXJpYXRlSWQ9JiYm&&&100&&&http://www.cftc.gov/LawRegulation/CFTCStaffLetters/index.htm

The following letter has been added:

13-05; Section 4(c)(6); No-Action; March 29, 2013
Staff from the Division of Market Oversight, Division of Swap Dealer and Intermediary Oversight, and the Division of Clearing and Risk issued a No-Action Relief letter today in order to give Regional Transmission Organizations (RTOs) and Independent System Operators (ISOs) time to enact certain tariff, protocol or rate schedule changes and take other steps necessary to (a) satisfy the conditions of the exemption granted to them in the related final order of March 28, 2013 and (b) to operate within the scope of that exemption.

13-06; Commission Regulations 23.201, 23.202, 23.203; No-Action; March 30, 2013 The Division of Swap Dealer and Intermediary Oversight (DSIO) issued a no-action letter that will delay until June 30, 2013, the compliance date for certain SD/MSP recordkeeping obligations under Commission Regulations 23.201, 23.202, and 23.203. The no-action letter issued by DSIO partially extends the relief that was provided in CFTC Letter No. 12-29, issued by DSIO on October 26, 2012. The relief provided in the no-action letter is applicable to all SDs and MSPs.

13-07; Part 4; No-Action; March 29, 2013
The Division of Swap Dealer and Intermediary Oversight issued a time-limited letter stating that DSIO will not recommend that the Commission take enforcement action against the commodity pool operators of securitization vehicles that are required to register by March 31, 2013 for failure to comply with certain enumerated sections in Part 4 of the Commission’s regulations, prior to June 30, 2013. Provided that the commodity pool operators of securitization vehicles comply with the guidance set forth in the letter with respect to those sections.