OCC Enforcement Actions

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OCC Enforcement Actions

WASHINGTON -- The Office of the Comptroller of the Currency (OCC) today released new enforcement actions taken against national banks, federal savings associations, and individuals currently and formerly affiliated with national banks and federal savings associations.

All Cease and Desist Orders, Civil Money Penalty Orders, and Removal/Prohibition Orders are issued with the consent of the parties, unless otherwise indicated as a Decision and Order issued by the Comptroller of the Currency.

Copies of the final actions are available for download by viewing the searchable database of all public enforcement actions taken since August 1989 at http://apps.occ.gov/EnforcementActions/.

You may also submit a request electronically to obtain copies through the OCC's online FOIA site, http://foia-pal.occ.gov/palMain.aspx. Fax requests should be sent to (202)-649-6160. You can also obtain copies by writing to the Comptroller of the Currency, Communications Division, Mail Stop 6W-11, Washington, DC 20219.

When ordering, specify the appropriate enforcement action number.



Cease and Desist Orders
No. Name/Bank/City Date
Alabama
2012-264 Worthington Federal Bank, Huntsville 12/05/2012
California
2013-002 JPMorgan Bank and Trust Company, National Association, San Francisco 01/14/2013
Delaware
2013-002 Chase Bank USA, National Association, Newark 01/14/2013
Georgia
2012-265 Cornerstone Bank, Atlanta 12/11/2012
Illinois
2012-266 Ben Franklin Bank of Illinois, Arlington Heights 12/19/2012
Ohio
2013-001 JPMorgan Chase Bank, National Association, Columbus 01/14/2013
2013-002 JPMorgan Chase Bank, National Association, Columbus 01/14/2013

Formal Agreements
No. Name/Bank/City Date
Connecticut
2012-267 Fieldpoint Private Bank & Trust, Greenwich 11/29/2012
Indiana
2012-268 Citizens Financial Bank, Munster 12/18/2012
New Jersey
2012-269 Delanco Federal Savings Bank, Delanco 11/21/2012

Terminations of Existing Enforcement Actions
No. Type/Bank/City/Old EA# Date
Georgia
2012-265 C&D, Cornerstonebank, Atlanta (EA# SE 10-028) 12/11/2012
Iowa
2012-270 C&D, Frontier Bank, Rock Rapids (EA# CN 10-11) 12/7/2012
2012-270 C&D, Frontier Bank, Rock Rapids (EA# CN 11-29) 12/7/2012
Montana
2012-271 C&D, Mountain West Bank, National Association, Helena (EA# 2010-073) 12/18/2012
Oklahoma
2012-272 FA, Tulsa National Bank, Tulsa (EA# 2012-075) 12/17/2012
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