CFTC’s Division of Swap Dealer and Intermediary Oversight Is
Posted: Mon Dec 31, 2012 3:04 pmCFTC’s Division of Swap Dealer and Intermediary Oversight Issues No-Action Letter Providing Time-Limited Registration Relief to Certain Associated Persons
12/31/2012 02:06 PM EST
The Division of Swap Dealer and Intermediary Oversight (DSIO) of the Commodity Futures Trading Commission (CFTC) announced in a letter that it is taking a no-action position that extends the temporary registration relief it previously granted in CFTC Letter 12-15 (October 12, 2012) to certain associated persons (AP).
http://links.govdelivery.com/track?type=click&enid=ZWFzPTEmbWFpbGluZ2lkPTIwMTIxMjMxLjEzODc3MDIxJm1lc3NhZ2VpZD1NREItUFJELUJVTC0yMDEyMTIzMS4xMzg3NzAyMSZkYXRhYmFzZWlkPTEwMDEmc2VyaWFsPTE3MzMwMzQxJmVtYWlsaWQ9amltdGFrZWRhQGdtYWlsLmNvbSZ1c2VyaWQ9amltdGFrZWRhQGdtYWlsLmNvbSZmbD0mZXh0cmE9TXVsdGl2YXJpYXRlSWQ9JiYm&&&100&&&http://www.cftc.gov/PressRoom/PressReleases/pr6486-12.html
12/31/2012 02:06 PM EST
The Division of Swap Dealer and Intermediary Oversight (DSIO) of the Commodity Futures Trading Commission (CFTC) announced in a letter that it is taking a no-action position that extends the temporary registration relief it previously granted in CFTC Letter 12-15 (October 12, 2012) to certain associated persons (AP).
http://links.govdelivery.com/track?type=click&enid=ZWFzPTEmbWFpbGluZ2lkPTIwMTIxMjMxLjEzODc3MDIxJm1lc3NhZ2VpZD1NREItUFJELUJVTC0yMDEyMTIzMS4xMzg3NzAyMSZkYXRhYmFzZWlkPTEwMDEmc2VyaWFsPTE3MzMwMzQxJmVtYWlsaWQ9amltdGFrZWRhQGdtYWlsLmNvbSZ1c2VyaWQ9amltdGFrZWRhQGdtYWlsLmNvbSZmbD0mZXh0cmE9TXVsdGl2YXJpYXRlSWQ9JiYm&&&100&&&http://www.cftc.gov/PressRoom/PressReleases/pr6486-12.html