CFTC’s Office of the General Counsel Issues Time-Limited, No

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CFTC’s Office of the General Counsel Issues Time-Limited, No-Action Relief for Compo Equity Total Return Swaps
12/21/2012 04:19 PM EST

The Commodity Futures Trading Commission’s (Commission) Office of the General Counsel (OGC) today issued a no-action letter providing time-limited relief from requirements arising from the Commission’s joint interpretation with the Securities and Exchange Commission that compo equity total return swaps are mixed swaps.

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