SEC Charges Florida Brokers for Defrauding Brazilian Public
Posted: Fri Aug 31, 2012 5:43 pmSEC Charges Florida Brokers for Defrauding Brazilian Public Pension Funds in Markup Scheme
from SEC.gov Updates: Press Releases
FOR IMMEDIATE RELEASE
2012-168
Washington, D.C., Aug. 29, 2012 — The Securities and Exchange Commission today charged two former brokers in Miami with fraud for overcharging customers approximately $36 million by using hidden markup fees on structured notes transactions.
http://www.sec.gov/news/press/2012/2012-168.htm
from SEC.gov Updates: Press Releases
FOR IMMEDIATE RELEASE
2012-168
Washington, D.C., Aug. 29, 2012 — The Securities and Exchange Commission today charged two former brokers in Miami with fraud for overcharging customers approximately $36 million by using hidden markup fees on structured notes transactions.
http://www.sec.gov/news/press/2012/2012-168.htm